Filing Details
- Accession Number:
- 0001415889-21-004903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-18 21:25:40
- Reporting Period:
- 2021-10-14
- Accepted Time:
- 2021-10-18 21:25:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-14 | 7,046 | $179.03 | 437,562 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-15 | 6,833 | $177.94 | 444,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-15 | 3,330 | $180.08 | 441,065 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-14 | 860 | $180.19 | 440,205 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-15 | 832 | $180.08 | 439,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-14 | 3,441 | $180.19 | 435,932 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-18 | 43,046 | $181.70 | 478,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-18 | 4,203 | $180.66 | 474,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 15,437 | $181.55 | 459,338 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 1,410 | $182.41 | 457,928 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 5,262 | $182.41 | 452,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2021-10-14 | 7,046 | $0.00 | 7,046 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-15 | 6,833 | $0.00 | 6,833 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-18 | 43,046 | $0.00 | 43,046 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,236,858 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 4,230,025 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 4,186,979 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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