Filing Details
- Accession Number:
- 0001567619-21-018420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-18 19:55:51
- Reporting Period:
- 2021-10-14
- Accepted Time:
- 2021-10-18 19:55:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008034 | Mukesh Patel | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2021-10-14 | 50,000 | $51.97 | 106,612 | No | 4 | S | Indirect | Held through Invati Capital LLC |
Ordinary Shares | Disposition | 2021-10-14 | 9,557 | $54.01 | 97,055 | No | 4 | S | Indirect | Held through Invati Capital LLC |
Ordinary Shares | Disposition | 2021-10-15 | 10,443 | $53.56 | 86,612 | No | 4 | S | Indirect | Held through Invati Capital LLC |
Ordinary Shares | Disposition | 2021-10-18 | 19,773 | $51.09 | 66,839 | No | 4 | S | Indirect | Held through Invati Capital LLC |
Ordinary Shares | Disposition | 2021-10-18 | 7,186 | $52.03 | 59,653 | No | 4 | S | Indirect | Held through Invati Capital LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held through Invati Capital LLC |
No | 4 | S | Indirect | Held through Invati Capital LLC |
No | 4 | S | Indirect | Held through Invati Capital LLC |
No | 4 | S | Indirect | Held through Invati Capital LLC |
No | 4 | S | Indirect | Held through Invati Capital LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 25,176 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes Restricted Stock Units.