Filing Details
- Accession Number:
- 0001262182-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-18 17:13:43
- Reporting Period:
- 2021-10-14
- Accepted Time:
- 2021-10-18 17:13:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806172 | Sono Tek Corp | SOTK | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 141568099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1262182 | L Christopher Coccio | Sono-Tek Corp 2012 Rt 9W Milton NY 12547 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common Stock | Acquisiton | 2021-10-14 | 100,000 | $2.45 | 432,920 | No | 4 | M | Direct | |
| Sono-Tek Corp Common Stock | Disposition | 2021-10-14 | 37,750 | $6.49 | 395,170 | No | 4 | F | Direct | |
| Sono-Tek Corp Common Stock | Acquisiton | 2021-10-14 | 100,000 | $2.65 | 495,170 | No | 4 | M | Direct | |
| Sono-Tek Corp Common Stock | Disposition | 2021-10-14 | 40,832 | $6.49 | 454,338 | No | 4 | F | Direct | |
| Sono-Tek Corp Common Stock | Disposition | 2021-10-15 | 3,800 | $5.90 | 450,538 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common Stock | Sono-Tek Corp Options | Disposition | 2021-10-14 | 100,000 | $2.45 | 100,000 | $2.45 |
| Sono-Tek Corp Common Stock | Sono-Tek Corp Options | Disposition | 2021-10-14 | 100,000 | $2.65 | 100,000 | $2.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2019-06-06 | 2029-06-06 | No | 4 | M | Direct |
| 0 | 2019-09-03 | 2029-09-03 | No | 4 | M | Direct |
Footnotes
- Reporting person exercised 100000 vested options.
- Reporting person surrendered 37750 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
- Reporting person surrendered 40832 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.
Billionaire Hedge Funds
