Filing Details
- Accession Number:
- 0000919574-21-006369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-18 14:48:19
- Reporting Period:
- 2021-09-28
- Accepted Time:
- 2021-10-18 14:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1838128 | Lowell Farms Inc. | LOWLF | Agricultural Production-Crops (100) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1860758 | Parker Gregory Heyman | 660 Madison Avenue 14Th Floor New York NY 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Subordinate Voting Shares | Acquisiton | 2021-09-28 | 50,000 | $1.11 | 50,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Subordinate Voting Shares | 34,827,140 | Indirect | see footnote |
Footnotes
- This constitutes the weighted average purchase price of the reported security (the "Shares"). The prices range from $1.08 to $1.13. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price.
- The Hacienda Company ("THC") and Beehouse Partners are the record holders of the reported Shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. The Reporting Person disclaims beneficial ownership of the reported Shares except to the extent of his pecuniary interest therein.