Filing Details
- Accession Number:
- 0000950142-21-003198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-15 19:39:31
- Reporting Period:
- 2021-10-13
- Accepted Time:
- 2021-10-15 19:39:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832466 | Alignment Healthcare Inc. | ALHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222028 | E John Kao | C/O Alignment Healthcare, Inc. 1100 W. Town &Amp; Country Road, Suite 1600 Orange CA 92868 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Disposition | 2021-10-13 | 155,641 | $18.44 | 4,129,396 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-10-13 | 1,262 | $19.00 | 4,128,134 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-10-14 | 43,097 | $18.83 | 4,085,037 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 311,030 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported prices in column 4 are weighted average prices. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. Transactions within a $1.00 price range are reported in accordance with the June 25, 2008 SEC No-Action letter.
- The shares were sold in multiple transactions at prices ranging from $18.00 to $18.97 per share.
- Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.
- The shares were sold in multiple transactions at prices ranging from $19.00 to $19.025 per share.
- The shares were sold in multiple transactions at prices ranging from $18.23 to $19.05 per share.
- Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc., that will vest 25% on the first four anniversaries of the initial vesting date.