Filing Details

Accession Number:
0000950142-21-003198
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-15 19:39:31
Reporting Period:
2021-10-13
Accepted Time:
2021-10-15 19:39:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832466 Alignment Healthcare Inc. ALHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222028 E John Kao C/O Alignment Healthcare, Inc.
1100 W. Town &Amp; Country Road, Suite 1600
Orange CA 92868
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share ("Common Stock") Disposition 2021-10-13 155,641 $18.44 4,129,396 No 4 S Indirect See footnote
Common Stock Disposition 2021-10-13 1,262 $19.00 4,128,134 No 4 S Indirect See footnote
Common Stock Disposition 2021-10-14 43,097 $18.83 4,085,037 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 311,030 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported prices in column 4 are weighted average prices. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. Transactions within a $1.00 price range are reported in accordance with the June 25, 2008 SEC No-Action letter.
  2. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.97 per share.
  3. Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.
  4. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.025 per share.
  5. The shares were sold in multiple transactions at prices ranging from $18.23 to $19.05 per share.
  6. Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc., that will vest 25% on the first four anniversaries of the initial vesting date.