Filing Details

Accession Number:
0001209191-21-060622
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-15 17:53:41
Reporting Period:
2021-10-14
Accepted Time:
2021-10-15 17:53:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA Services-Prepackaged Software (7372) 264175727
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700628 T Jonathan Runyan C/O Okta, Inc.
100 First St, Suite 600
San Francisco CA 94105
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-10-14 18,392 $0.00 18,392 No 4 C Direct
Class A Common Stock Disposition 2021-10-14 18,392 $260.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2021-10-14 18,392 $0.00 18,392 $8.97
Class A Common Stock Class B Common Stock Acquisiton 2021-10-14 18,392 $0.00 18,392 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-10-14 18,392 $0.00 18,392 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
135,000 2026-07-29 No 4 M Direct
18,392 No 4 M Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 57,718 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (Right to Buy) $39.21 2028-03-21 52,000 52,000 Direct
Class A Common Stock Employee Stock Option (Right to Buy) $82.16 2029-03-24 32,520 32,520 Direct
Class A Common Stock Employee Stock Option (Right to Buy) $142.47 2030-04-14 31,255 31,255 Direct
Class A Common Stock Employee Stock Option (Right to Buy) $274.96 2031-04-21 12,734 12,734 Direct
Class A Common Stock Employee Stock Option (Right to Buy) $274.96 2031-04-21 101,867 101,867 Direct
Class A Common Stock Restricted Stock Units $0.00 2,813 2,813 Direct
Class A Common Stock Restricted Stock Units $0.00 5,612 5,612 Direct
Class A Common Stock Restricted Stock Units $0.00 9,248 9,248 Direct
Class A Common Stock Restricted Stock Units $0.00 5,392 5,392 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-03-21 52,000 52,000 Direct
2029-03-24 32,520 32,520 Direct
2030-04-14 31,255 31,255 Direct
2031-04-21 12,734 12,734 Direct
2031-04-21 101,867 101,867 Direct
2,813 2,813 Direct
5,612 5,612 Direct
9,248 9,248 Direct
5,392 5,392 Direct
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  3. The shares subject to the option are fully vested and exercisable by the Reporting Person.
  4. 25% of the shares subject to the option vested on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  5. 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  6. 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  7. 25% of the shares subject to the option shall vest on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  8. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
  9. 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  10. 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  11. 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  12. 25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.