Filing Details
- Accession Number:
- 0000899243-21-040254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-14 17:00:27
- Reporting Period:
- 2021-10-12
- Accepted Time:
- 2021-10-14 17:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745020 | Theseus Pharmaceuticals Inc. | THRX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055951 | Orbimed Advisors Llc | 601 Lexington Avenue, 54Th Floor New York NY 10022 | Yes | No | Yes | No | |
1760648 | Orbimed Capital Gp Vii Llc | C/O Orbimed Advisors Llc 601 Lexington Avenue, 54Th Floor New York NY 10022 | No | No | Yes | No | |
1808744 | Orbimed Genesis Gp Llc | C/O Orbimed Advisors Llc 601 Lexington Avenue, 54Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-12 | 15,777,018 | $0.00 | 15,777,018 | No | 4 | C | Indirect | By OrbiMed Private Investments VII, LP |
Common Stock | Acquisiton | 2021-10-12 | 436,650 | $0.00 | 436,650 | No | 4 | C | Indirect | By OrbiMed Genesis Master Fund, L.P. |
Common Stock | Acquisiton | 2021-10-12 | 562,500 | $16.00 | 16,339,518 | No | 4 | P | Indirect | By OrbiMed Private Investments VII, LP |
Common Stock | Acquisiton | 2021-10-12 | 62,500 | $16.00 | 499,150 | No | 4 | P | Indirect | By OrbiMed Genesis Master Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By OrbiMed Private Investments VII, LP |
No | 4 | C | Indirect | By OrbiMed Genesis Master Fund, L.P. |
No | 4 | P | Indirect | By OrbiMed Private Investments VII, LP |
No | 4 | P | Indirect | By OrbiMed Genesis Master Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-10-12 | 14,903,718 | $0.00 | 14,903,718 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-10-12 | 873,300 | $0.00 | 873,300 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-10-12 | 436,650 | $0.00 | 436,650 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock and/or Series B Convertible Preferred Stock.
- The reported security converted into the issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- The shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("GP VII") is the general partner of OPI VII. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VII. By virtue of such relationship, OrbiMed Advisors and GP VII may be deemed to have voting power and investment power over the securities held by OPI VII and as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VII.
- The shares are held of record by OrbiMed Genesis Master Fund, L.P. ("OrbiMed Genesis"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of OrbiMed Genesis. OrbiMed Advisors is the managing member of Genesis GP. By virtue of such relationship, OrbiMed Advisors and Genesis GP may be deemed to have voting power and investment power over the securities held by Genesis and as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OrbiMed Genesis.
- This report on Form 4 is jointly filed by OrbiMed Advisors, GP VII and Genesis GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors has designated a representative, Carl L. Gordon, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose.
- Represents shares purchased in the issuer's initial public offering.