Filing Details
- Accession Number:
- 0000899243-21-040245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-14 16:40:04
- Reporting Period:
- 2021-10-12
- Accepted Time:
- 2021-10-14 16:40:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745020 | Theseus Pharmaceuticals Inc. | THRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361712 | Otello Stampacchia | 888 Boylston Street, Suite 1111 Boston MA 02199 | No | No | No | Yes | |
1652863 | Anne-Mari Paster | 888 Boylston Street, Suite 1111 Boston MA 02199 | No | No | No | Yes | |
1722050 | Claudio Nessi | 888 Boylston Street, Suite 1111 Boston MA 02199 | No | No | No | Yes | |
1757917 | Omega Fund Vi, L.p. | 888 Boylston Street, Suite 1111 Boston MA 02199 | No | No | No | Yes | |
1826584 | Omega Fund Vi Gp Manager, Ltd. | 888 Boylston Street, Suite 1111 Boston MA 02199 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-12 | 523,979 | $0.00 | 523,979 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-10-12 | 187,500 | $16.00 | 711,479 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2021-10-12 | 693,152 | $0.00 | 523,979 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Omega Fund VI, L.P. ("Omega VI") held 693,152 shares of the Issuer's Series B Preferred Stock. On October 12, 2021, the Series B Preferred Stock automatically converted into 523,979 shares of the Issuer's Common Stock on a 1-for-1.32286 reverse split basis, immediately prior to and in connection with the closing of a public offering of the Issuer's securities pursuant to an effective registration statement under the Securities Act of 1933, as amended (the "Securities Act") and without payment of further consideration.
- The reported securities are beneficially owned by Omega Fund VI, L.P. ("Omega VI"). The reported securities may be deemed to be beneficially owned by each of Omega Fund VI GP, L.P. ("Omega VI GP"), as the general partner of Omega VI, and Omega Fund VI GP Manager, Ltd. ("Omega VI GP Manager"), as the general partner of Omega VI GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega VI GP Manager and have shared voting and investment power over the shares held by Omega VI and, as a result, may each be deemed to beneficially own the reported securities. Each of such individuals disclaims beneficial ownership of the shares held by Omega VI.
- As of October 12, 2021 and after giving effect to the transactions reported above, Omega VI holds less than 10% of the outstanding shares of the Issuer's Common Stock.