Filing Details

Accession Number:
0001209191-21-060463
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-14 16:24:44
Reporting Period:
2021-10-12
Accepted Time:
2021-10-14 16:24:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615055 Isoplexis Corp ISO Laboratory Analytical Instruments (3826) 462179799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867470 Northpond Ventures Gp, Llc 7500 Old Georgetown Road
Suite 850
Bethesda MD 20814
No No Yes No
1867472 Northpond Ventures, Lp 7500 Old Georgetown Road
Suite 850
Bethesda MD 20814
No No Yes No
1867627 P. Michael Rubin C/O Northpond Ventures
7500 Old Georgetown Road, Suite 850
Bethesda MD 20814
No No Yes No
1871659 Northpond Capital, L.p. 7500 Old Georgetown Road
Suite 850
Bethesda MD 20814
No No Yes No
1871669 Northpond Capital Gp, Llc 7500 Old Georgetown Road
Suite 850
Bethesda MD 20814
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-12 6,304,192 $0.00 6,727,570 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-10-12 1,040,048 $0.00 1,080,961 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-10-12 1,000,000 $15.00 2,080,961 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Redeemable Convertible Preferred Stock Disposition 2021-10-12 287,785 $0.00 2,302,280 $0.00
Common Stock Series C-2 Redeemable Convertible Preferred Stock Disposition 2021-10-12 309,131 $0.00 2,473,048 $0.00
Common Stock Series D Redeemable Convertible Preferred Stock Disposition 2021-10-12 191,108 $0.00 1,528,864 $0.00
Common Stock Series D Redeemable Convertible Preferred Stock Disposition 2021-10-12 130,006 $0.00 1,040,048 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date.
  2. Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
  3. The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partnerof Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP.
  4. Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
  5. The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP.