Filing Details
- Accession Number:
- 0001567619-21-018273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-13 17:44:37
- Reporting Period:
- 2021-08-04
- Accepted Time:
- 2021-10-13 17:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1755953 | Akerna Corp. | KERN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780327 | Ryan Matthew Kane | C/O Akerna Corp. 1550 Larimer Street, Suite 246 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2021-08-04 | 1,854 | $0.00 | 133,782 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2021-10-08 | 11,299 | $2.70 | 145,081 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Disposition | 2021-08-04 | 1,854 | $0.00 | 1,854 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 261,750 | Indirect | Held by Seam Capital, LLC |
Footnotes
- Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021.
- Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
- The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of the vested RSUs occurred on August 4, 2021.