Filing Details
- Accession Number:
- 0001104659-21-125882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-13 17:39:44
- Reporting Period:
- 2021-10-08
- Accepted Time:
- 2021-10-13 17:39:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1507957 | Ideal Power Inc. | IPWR | Semiconductors & Related Devices (3674) | 141999058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737426 | E Laban Lesster | 5508 Highway 290 West Suite 120 Austin TX 78735 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-08 | 3,291 | $2.39 | 3,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-08 | 3,291 | $14.24 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-10-11 | 3,430 | $2.39 | 3,430 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-11 | 3,430 | $14.21 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-10-12 | 2,400 | $2.39 | 2,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-12 | 2,400 | $14.06 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-10-13 | 879 | $2.39 | 879 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-13 | 879 | $14.11 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Stock | Disposition | 2021-10-08 | 3,291 | $0.00 | 3,291 | $2.39 |
Common Stock | Option to Purchase Stock | Disposition | 2021-10-11 | 3,430 | $0.00 | 3,430 | $2.39 |
Common Stock | Option to Purchase Stock | Disposition | 2021-10-12 | 2,400 | $0.00 | 2,400 | $2.39 |
Common Stock | Option to Purchase Stock | Disposition | 2021-10-13 | 879 | $0.00 | 879 | $2.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,306 | 2030-01-10 | No | 4 | M | Direct | |
10,786 | 2030-01-10 | No | 4 | M | Direct | |
8,476 | 2030-01-10 | No | 4 | M | Direct | |
7,597 | 2030-01-10 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.71, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 through 5.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.61, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.19, inclusive.
- The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020.