Filing Details
- Accession Number:
- 0001209191-11-027978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-12 16:25:17
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-12
- Accepted Time:
- 2011-05-12 16:25:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215706 | E Charles Cauthen | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-10 | 3,000 | $17.57 | 315,659 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-10 | 800 | $17.58 | 316,459 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-10 | 2,200 | $17.58 | 318,659 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy Stock) | Acquisiton | 2011-05-10 | 155,613 | $0.00 | 155,613 | $17.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,613 | 2012-05-10 | 2021-05-10 | No | 4 | A | Direct |
Footnotes
- Grant awarded to the Reporting Person pursuant to the Issuer's 2011 Omnibus Incentive Plan.
- The price is based on the average of the high and the low selling price of Issuer's stock on the grant date.
- The options vest in three equal annual installments beginning on May 10, 2012