Filing Details
- Accession Number:
- 0000913760-21-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-12 17:16:00
- Reporting Period:
- 2021-10-08
- Accepted Time:
- 2021-10-12 17:16:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
913760 | Stonex Group Inc. | SNEX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 592921318 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405955 | J William Dunaway | 1251 Nw Briarcliff Pkwy Suite 800 Kansas City MO 64116 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-08 | 4,035 | $25.91 | 62,356 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-08 | 4,035 | $70.00 | 58,321 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2021-10-08 | 4,035 | $0.00 | 4,035 | $25.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
149,405 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
Footnotes
- All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.