Filing Details
- Accession Number:
- 0001209191-21-060241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-12 16:44:31
- Reporting Period:
- 2021-10-11
- Accepted Time:
- 2021-10-12 16:44:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1576942 | Stitch Fix Inc. | SFIX | Retail-Catalog & Mail-Order Houses (5961) | 275026540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723026 | C. Mike Smith | C/O Stitch Fix, Inc. 1 Montgomery Street, Suite 1500 San Francisco CA 94104 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-10-11 | 20,000 | $0.00 | 67,356 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-10-11 | 14,579 | $33.30 | 52,777 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-10-11 | 5,421 | $34.01 | 47,356 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-10-11 | 5,000 | $0.00 | 5,000 | $1.30 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-10-11 | 5,000 | $0.00 | 5,000 | $1.30 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-10-11 | 20,000 | $0.00 | 20,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,804 | 2025-03-17 | No | 4 | M | Direct | |
| 428,364 | No | 4 | M | Direct | ||
| 408,364 | No | 4 | C | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expirationdate.
- Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.73 to $33.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.73 to $34.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Fully vested.
Billionaire Hedge Funds
