Filing Details

Accession Number:
0000010254-21-000159
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-08 16:06:02
Reporting Period:
2021-10-06
Accepted Time:
2021-10-08 16:06:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10254 Earthstone Energy Inc ESTE Crude Petroleum & Natural Gas (1311) 840592823
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397150 Alan Frank Lodzinski 1400 Woodloch Forest Drive
Suite 300
The Woodlands TX 77380
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-10-06 50,000 $10.60 515,208 No 4 S Indirect By Azure Energy, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Azure Energy, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 48,767 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.83, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A Common Stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.