Filing Details
- Accession Number:
- 0000950138-21-000442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-06 20:43:23
- Reporting Period:
- 2021-10-04
- Accepted Time:
- 2021-10-06 20:43:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113809 | Build-A-Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578217 | Price Sharon John | C/O Build-A-Bear Workshop, Inc. 415 South 18Th Street St. Louis MO 63103 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-04 | 50,540 | $6.56 | 625,245 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-04 | 19,970 | $16.87 | 605,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-04 | 20,540 | $16.97 | 584,735 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-05 | 34,822 | $6.56 | 619,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-05 | 34,822 | $17.09 | 584,735 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-06 | 37,586 | $6.56 | 622,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-06 | 37,586 | $16.58 | 584,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-10-04 | 50,540 | $0.00 | 50,540 | $6.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-10-05 | 34,822 | $0.00 | 34,822 | $6.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-10-06 | 37,586 | $0.00 | 37,586 | $6.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 371,415 | 2013-06-03 | 2023-06-03 | No | 4 | M | Direct |
| 336,593 | 2013-06-03 | 2023-06-03 | No | 4 | M | Direct |
| 299,007 | 2013-06-03 | 2023-06-03 | No | 4 | M | Direct |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reporting price is the weighted average sale price per share for 30 transactions in which the sale prices range from $16.69 to $17.23 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- The reporting price is the weighted average sale price per share for 35 transactions in which the sale prices range from $16.80 to $17.09 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- The reporting price is the weighted average sale price per share for 62 transactions in which the sale prices range from $16.80 to $17.45 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- The reporting price is the weighted average sale price per share for 65 transactions in which the sale prices range from $16.25 to $17.03 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- After giving effect to the transactions reported in this Form 4, Ms. John directly owns 372,396 shares of common stock and 212,339 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 299,007 shares of Build-A-Bear Workshop, Inc.'s common stock.
- The options vested in equal annual installments over four years from the date of the grant.
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