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Filing Details

Accession Number:: 0001596783-21-000145
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-06 17:37:26
Reporting Period:: 2021-10-04

Accepted Time:: 2021-10-06 17:37:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397844	L Steven Fasman	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	Svp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-10-04	4,683	$36.02	79,271	No	4	M	Direct
Common Stock	Acquisiton	2021-10-04	3,799	$43.88	83,070	No	4	M	Direct
Common Stock	Acquisiton	2021-10-04	6,622	$54.94	89,692	No	4	M	Direct
Common Stock	Acquisiton	2021-10-04	2,155	$88.10	91,847	No	4	M	Direct
Common Stock	Disposition	2021-10-04	20,513	$128.56	71,334	No	4	S	Direct
Common Stock	Disposition	2021-10-04	8,209	$129.17	63,125	No	4	S	Direct
Common Stock	Disposition	2021-10-04	4,192	$130.39	58,933	No	4	S	Direct
Common Stock	Disposition	2021-10-04	1,800	$131.04	57,133	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2021-10-04	4,683	$0.00	4,683	$36.02
Common Stock	Options to purchase Common Stock	Disposition	2021-10-04	3,799	$0.00	3,799	$43.88
Common Stock	Options to purchase Common Stock	Disposition	2021-10-04	6,622	$0.00	6,622	$54.94
Common Stock	Options to purchase Common Stock	Disposition	2021-10-04	2,155	$0.00	2,155	$88.10

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2027-07-24	No	4	M	Direct
3,802	2028-07-23	No	4	M	Direct
6,622	2029-07-22	No	4	M	Direct
6,466	2030-07-30	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.86 to $128.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.86 to $129.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.86 to $130.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.87 to $131.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.
The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.