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Filing Details

Accession Number:: 0001689923-21-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-06 16:04:13
Reporting Period:: 2021-10-04

Accepted Time:: 2021-10-06 16:04:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	Services-Prepackaged Software (7372)	900673106

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699950	Dean Stoecker	C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-10-04	25,000	$0.00	25,000	No	4	C	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-04	1,600	$68.67	23,400	No	4	S	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-04	600	$69.77	22,800	No	4	S	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-04	200	$70.77	22,600	No	4	S	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-04	100	$71.76	22,500	No	4	S	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-05	900	$69.75	21,600	No	4	S	Indirect	By Lucy27, LLC
Class A Common Stock	Disposition	2021-10-05	1,600	$70.31	20,000	No	4	S	Indirect	By Lucy27, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC
No	4	S	Indirect	By Lucy27, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-10-04	25,000	$0.00	25,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,012,449			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	93,448	Direct
Class A Common Stock	25,000	Indirect	By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock	12,449	Indirect	By TAILY, LLC
Class A Common Stock	10,599	Indirect	By TRILY, LLC

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	423,451	423,451	Direct
Class A Common Stock	Class B Common Stock	$0.00	4,698,655	4,698,655	Indirect
Class A Common Stock	Class B Common Stock	$0.00	999,049	999,049	Indirect

Amount	Remaning Holdings	Nature of Ownership
423,451	423,451	Direct
4,698,655	4,698,655	Indirect
999,049	999,049	Indirect

Footnotes

Includes 47,498 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 10, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.28 to $69.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.36 to $70.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.68 to $70.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.06 to $70.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.07 to $70.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.