Filing Details
- Accession Number:
- 0001596783-21-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-05 18:51:46
- Reporting Period:
- 2021-10-01
- Accepted Time:
- 2021-10-05 18:51:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | Pharmaceutical Preparations (2834) | 208737688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1781820 | Ricardo Pravda | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | Svp & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-01 | 2,855 | $54.94 | 15,690 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-10-01 | 963 | $88.10 | 16,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-01 | 4,906 | $132.68 | 11,747 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase Common Stock | Disposition | 2021-10-01 | 2,855 | $0.00 | 2,855 | $54.94 |
Common Stock | Options to purchase Common Stock | Disposition | 2021-10-01 | 963 | $0.00 | 963 | $88.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,817 | 2029-07-22 | No | 4 | M | Direct | |
3,225 | 2030-07-30 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
- Includes restricted stock units.
- Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
- The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
- The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.