Filing Details
- Accession Number:
- 0001205233-21-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-05 16:29:35
- Reporting Period:
- 2021-10-01
- Accepted Time:
- 2021-10-05 16:29:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347420 | J Donald Rosenberg | 5775 Morehouse Dr. San Diego CA 92121-1714 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-01 | 10,084 | $0.00 | 10,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-01 | 9,474 | $0.00 | 19,749 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-01 | 5,532 | $0.00 | 25,281 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-01 | 3,626 | $128.71 | 21,655 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-10-01 | 4,475 | $128.71 | 17,180 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-10-01 | 3,003 | $128.71 | 14,177 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-10-04 | 11,457 | $126.44 | 2,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2021-10-01 | 10,085 | $0.00 | 10,085 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-10-01 | 9,475 | $0.00 | 9,475 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-10-01 | 5,532 | $0.00 | 5,532 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-10-01 | No | 4 | M | Direct | |
| 9,475 | 2022-10-01 | No | 4 | M | Direct | |
| 11,067 | 2023-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,946 | Indirect | by Trust |
Footnotes
- Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
- These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
- These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
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