Filing Details
- Accession Number:
- 0001181431-11-029071
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-05-12 12:43:59
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-12
- Accepted Time:
- 2011-05-12 12:43:59
- Original Submission Date:
- 2011-04-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489583 | Siggi Buss | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Europe Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-10 | 15,000 | $19.34 | 39,540 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-10 | 15,000 | $41.96 | 24,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-10 | 15,000 | $0.00 | 15,000 | $19.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-16 | No | 4 | M | Direct |
Footnotes
- On 04/01/2011, the reporting person reported a stock option exercise on 03/02/11 that did not in fact occur (15,000 options with an exercise price of $19.34). The reporting person exercised these stock options on 05/10/2011, as reflected in this Form 4. This Form 4 correctly reflects the number of shares owned by the reporting person as of 05/10/11, which includes 2,993 shares subject to restricted stock units.
- Reflects the weighted average sale price. The range of prices for such transaction is $41.79 to $42.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vested in three equal annual installments on each of 08/16/05, 08/16/06 and 08/15/07.
Billionaire Hedge Funds
