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Home > Insider Trading > Filing (0001490906-21-000055)

Filing Details

Accession Number:: 0001490906-21-000055
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2021-10-05 12:16:40
Reporting Period:: 2021-08-02

Accepted Time:: 2021-10-05 12:16:40
Original Submission Date:: 2021-08-09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc.	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560043	G. Natalie Haag	C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Commnon Stock	Acquisiton	2021-08-02	996	$11.12	64,871	No	4	P	Direct
Cffn Common Stock	Acquisiton	2021-08-02	1,016	$11.12	15,790	No	4	P	Indirect	IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	1,305	Indirect	ESOP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Commnon Stock	CFFN Phantom Stock 2018	$12.77	2021-12-31	2021-12-31	4,296	4,296	Direct
Cffn Common Stock	CFFN Phantom Stock 2019	$13.73	2022-12-31	2022-12-31	2,784	2,784	Direct
Cffn Common Stock	CFFN Phantom Stock 2020	$12.50	2023-12-31	2023-12-31	1,828	1,828	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-12-31	4,296	4,296	Direct
2022-12-31	2,784	2,784	Direct
2023-12-31	1,828	1,828	Direct