Filing Details
- Accession Number:
- 0001423774-21-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-04 17:15:18
- Reporting Period:
- 2021-09-30
- Accepted Time:
- 2021-10-04 17:15:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312322 | Jennifer Pileggi | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Svp, Gc And Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-09-30 | 750 | $0.00 | 6,647 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-09-30 | 6,250 | $0.00 | 12,897 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-09-30 | 11,250 | $0.00 | 24,147 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-10-01 | 9,167 | $16.81 | 14,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2021-09-30 | 750 | $0.00 | 750 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2021-09-30 | 6,250 | $0.00 | 6,250 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2021-09-30 | 11,250 | $0.00 | 11,250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,500 | No | 4 | M | Direct | ||
| 62,500 | No | 4 | M | Direct | ||
| 157,500 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 50,000 | Indirect | By The Bradley and Jennifer Pileggi Trust |
Footnotes
- Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
- The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
- Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
- The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
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