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Home > Insider Trading > Filing (0001567619-21-017779)

Filing Details

Accession Number:: 0001567619-21-017779
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-04 11:21:43
Reporting Period:: 2021-09-30

Accepted Time:: 2021-10-04 11:21:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1678124	Cion Ares Diversified Credit Fund	CADEX	Life Insurance (6311)	Z4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1097362	Sun Life Financial Inc	One York Street Toronto A6 M5J 0B6		No	No	No	Yes
1381352	Sun Life Assurance Co Of Canada	One York Street Toronto A6 M5J 0B6		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Mandatory Redeemable Preferred Shares	Acquisiton	2021-09-30	40,000	$25.00	40,000	No	4	P	Direct
Series B Mandatory Redeemable Preferred Shares	Acquisiton	2021-09-30	40,000	$25.00	40,000	No	4	P	Indirect	See Footnote 1.
Series C Mandatory Redeemable Preferred Shares	Acquisiton	2021-09-30	400,000	$25.00	400,000	No	4	P	Direct
Series C Mandatory Redeemable Preferred Shares	Acquisiton	2021-09-30	400,000	$25.00	400,000	No	4	P	Indirect	See Footnote 1.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See Footnote 1.
No	4	P	Direct
No	4	P	Indirect	See Footnote 1.

Footnotes

Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.