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Filing Details

Accession Number:: 0001628280-21-019497
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-01 21:09:52
Reporting Period:: 2021-09-29

Accepted Time:: 2021-10-01 21:09:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1504776	Warby Parker Inc.	WRBY	Ophthalmic Goods (3851)	800423634

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1883325	Clive Steven Miller	C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-09-29	81,708	$0.00	223,464	No	4	M	Direct
Class A Common Stock	Disposition	2021-09-29	118,987	$53.89	186,185	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-09-29	100	$54.05	186,285	No	4	P	Direct
Class A Common Stock	Acquisiton	2021-09-29	36,101	$2.77	222,386	No	4	M	Direct
Class A Common Stock	Disposition	2021-09-29	36,101	$53.01	186,285	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	P	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2021-09-29	5,282	$0.00	5,282	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-09-29	29,161	$0.00	29,161	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-09-29	16,832	$0.00	16,832	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-09-29	27,036	$0.00	27,036	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-09-29	3,397	$0.00	3,397	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-09-29	36,101	$0.00	36,101	$2.77

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,414	No	4	M	Direct
2,652	No	4	M	Direct
23,567	No	4	M	Direct
13,518	No	4	M	Direct
78,136	No	4	M	Direct
0	No	4	M	Direct

Footnotes

This filing relates to the occurrence of a RSU vesting event.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.38. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
On May 31, 2018, the Reporting Person was granted 31,696 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
On June 18, 2019, the Reporting Person was granted 31,813 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025.
On November 20, 2019, the Reporting Person was granted 40,399 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
On November 20, 2019, the Reporting Person was granted 40,554 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026.
On November 20, 2019, the Reporting Person was granted 81,533 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031.
The Stock option was granted on February 21, 2014, will vest in 36 monthly installments beginning on January 1, 2014 and will expire on February 20, 2024.