Filing Details

Accession Number:
0001713683-21-000199
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-01 20:07:22
Reporting Period:
2021-09-30
Accepted Time:
2021-10-01 20:07:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1713683 Zscaler Inc. ZS Services-Computer Programming Services (7371) 261173892
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733850 Amit Sinha C/O Zscaler, Inc.
120 Holger Way
San Jose CA 95134
President Of R&D And Cto Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-30 7,000 $5.93 261,252 No 4 M Direct
Common Stock Disposition 2021-09-30 1,000 $259.18 260,252 No 4 S Direct
Common Stock Disposition 2021-09-30 1,296 $260.33 258,956 No 4 S Direct
Common Stock Disposition 2021-09-30 1,600 $261.44 257,356 No 4 S Direct
Common Stock Disposition 2021-09-30 2,896 $262.30 254,460 No 4 S Direct
Common Stock Disposition 2021-09-30 208 $262.97 254,252 No 4 S Direct
Common Stock Disposition 2021-09-30 400 $263.00 47,600 No 4 S Indirect See footnote
Common Stock Disposition 2021-09-30 172 $263.00 47,828 No 4 S Indirect See Footnote
Common Stock Disposition 2021-10-01 1,600 $263.17 46,000 No 4 S Indirect See footnote
Common Stock Disposition 2021-10-01 1,828 $263.17 46,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See Footnote
No 4 S Indirect See footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-30 7,000 $0.00 7,000 $5.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,333 2027-04-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 149,702 Indirect See footnote
Common Stock 72,375 Indirect See Footnote
Common Stock 72,374 Indirect See Footnote
Common Stock 48,000 Indirect See Footnote
Footnotes
  1. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.77 to $259.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
  3. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $259.83 to $260.81, inclusive.
  4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $260.84 to $261.80, inclusive.
  5. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $261.88 to $262.80, inclusive.
  6. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $262.94 to $263.53, inclusive.
  7. The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
  8. The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
  9. The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
  10. The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
  11. The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
  12. The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
  13. One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.