Filing Details

Accession Number:
0001575705-21-000667
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-01 17:32:59
Reporting Period:
2020-12-26
Accepted Time:
2021-10-01 17:32:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8504 Ageagle Aerial Systems Inc. UAVS Aircraft (3721) 880422242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589809 M. Nicole Fernandez-Mcgovern C/O Ageagle Aerial Systems Inc.
8863 E. 34Th Street North
Wichita KS 67226
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2021-01-19 26,500 $0.06 96,500 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2021-01-19 26,500 $10.75 70,000 No 4 S Direct
Common Stock, Par Value $0.001 Acquisiton 2021-02-17 26,500 $0.06 96,500 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2021-02-17 26,500 $14.33 70,000 No 4 S Direct
Common Stock, Par Value $0.001 Acquisiton 2021-03-05 10,000 $0.00 80,000 No 4 A Direct
Common Stock, Par Value $0.001 Acquisiton 2021-03-17 26,500 $0.06 106,500 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2021-03-17 26,500 $7.15 80,000 No 4 S Direct
Common Stock, Par Value $0.001 Acquisiton 2021-04-19 125,000 $0.00 205,000 No 4 A Direct
Common Stock, Par Value $0.001 Acquisiton 2021-04-19 26,500 $0.06 231,500 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2021-04-19 26,500 $5.01 205,000 No 4 S Direct
Common Stock, Par Value $0.001 Acquisiton 2021-05-04 111,250 $0.00 316,250 No 4 A Direct
Common Stock, Par Value $0.001 Acquisiton 2021-05-17 9,533 $0.06 325,783 No 4 M Direct
Common Stock, Par Value $0.001 Disposition 2021-05-17 9,533 $4.31 316,250 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2021-05-17 16,967 $4.31 299,283 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2021-06-17 26,500 $5.35 272,783 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2021-06-30 26,533 $5.35 246,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock, par value $0.001per share Acquisiton 2021-09-30 25,000 $0.00 25,000 $3.01
Common Stock Options to purchase common stock, par value $0.001per share Acquisiton 2021-06-30 25,000 $0.00 25,000 $5.27
Common Stock Options to purchase common stock, par value $0.001per share Disposition 2021-05-17 9,533 $0.00 9,533 $0.06
Common Stock Options to purchase common stock, par value $0.001per share Disposition 2021-04-19 26,500 $0.00 26,500 $0.06
Common Stock Options to purchase common stock, par value $0.001per share Acquisiton 2021-03-31 15,000 $0.00 15,000 $6.26
Common Stock Options to purchase common stock, par value $0.001per share Disposition 2021-03-17 26,500 $0.00 26,500 $0.06
Common Stock Options to purchase common stock, par value $0.001per share Disposition 2021-02-17 26,500 $0.00 26,500 $0.06
Common Stock Options to purchase common stock, par value $0.001per share Disposition 2021-01-19 26,500 $0.00 26,500 $0.06
Common Stock Options to purchase common stock, par value $0.001per share Acquisiton 2020-12-31 15,000 $0.00 15,000 $6.00
Common Stock Options to purchase common stock, par value $0.001per share Acquisiton 2020-12-21 125,000 $0.00 125,000 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
707,500 2026-09-29 No 4 A Direct
682,500 2026-06-29 No 4 A Direct
657,500 2017-10-04 2027-10-02 No 4 M Direct
667,033 2017-10-04 2027-10-02 No 4 M Direct
693,533 2026-03-30 No 4 A Direct
678,533 2017-10-04 2027-10-02 No 4 M Direct
705,033 2017-10-04 2027-10-02 No 4 M Direct
731,533 2017-10-04 2027-10-02 No 4 M Direct
758,033 2025-12-30 No 4 A Direct
743,033 2025-12-20 No 4 A Direct
Footnotes
  1. The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
  3. The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
  4. The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
  5. Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33.
  11. Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.
  12. Reflects restricted stock units that vest monthly over a one-year period.