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Filing Details

Accession Number:: 0001575705-21-000667
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-01 17:32:59
Reporting Period:: 2020-12-26

Accepted Time:: 2021-10-01 17:32:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
8504	Ageagle Aerial Systems Inc.	UAVS	Aircraft (3721)	880422242

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1589809	M. Nicole Fernandez-Mcgovern	C/O Ageagle Aerial Systems Inc. 8863 E. 34Th Street North Wichita KS 67226	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001	Acquisiton	2021-01-19	26,500	$0.06	96,500	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2021-01-19	26,500	$10.75	70,000	No	4	S	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-02-17	26,500	$0.06	96,500	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2021-02-17	26,500	$14.33	70,000	No	4	S	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-03-05	10,000	$0.00	80,000	No	4	A	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-03-17	26,500	$0.06	106,500	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2021-03-17	26,500	$7.15	80,000	No	4	S	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-04-19	125,000	$0.00	205,000	No	4	A	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-04-19	26,500	$0.06	231,500	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2021-04-19	26,500	$5.01	205,000	No	4	S	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-05-04	111,250	$0.00	316,250	No	4	A	Direct
Common Stock, Par Value $0.001	Acquisiton	2021-05-17	9,533	$0.06	325,783	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2021-05-17	9,533	$4.31	316,250	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2021-05-17	16,967	$4.31	299,283	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2021-06-17	26,500	$5.35	272,783	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2021-06-30	26,533	$5.35	246,250	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase common stock, par value $0.001per share	Acquisiton	2021-09-30	25,000	$0.00	25,000	$3.01
Common Stock	Options to purchase common stock, par value $0.001per share	Acquisiton	2021-06-30	25,000	$0.00	25,000	$5.27
Common Stock	Options to purchase common stock, par value $0.001per share	Disposition	2021-05-17	9,533	$0.00	9,533	$0.06
Common Stock	Options to purchase common stock, par value $0.001per share	Disposition	2021-04-19	26,500	$0.00	26,500	$0.06
Common Stock	Options to purchase common stock, par value $0.001per share	Acquisiton	2021-03-31	15,000	$0.00	15,000	$6.26
Common Stock	Options to purchase common stock, par value $0.001per share	Disposition	2021-03-17	26,500	$0.00	26,500	$0.06
Common Stock	Options to purchase common stock, par value $0.001per share	Disposition	2021-02-17	26,500	$0.00	26,500	$0.06
Common Stock	Options to purchase common stock, par value $0.001per share	Disposition	2021-01-19	26,500	$0.00	26,500	$0.06
Common Stock	Options to purchase common stock, par value $0.001per share	Acquisiton	2020-12-31	15,000	$0.00	15,000	$6.00
Common Stock	Options to purchase common stock, par value $0.001per share	Acquisiton	2020-12-21	125,000	$0.00	125,000	$5.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
707,500		2026-09-29	No	4	A	Direct
682,500		2026-06-29	No	4	A	Direct
657,500	2017-10-04	2027-10-02	No	4	M	Direct
667,033	2017-10-04	2027-10-02	No	4	M	Direct
693,533		2026-03-30	No	4	A	Direct
678,533	2017-10-04	2027-10-02	No	4	M	Direct
705,033	2017-10-04	2027-10-02	No	4	M	Direct
731,533	2017-10-04	2027-10-02	No	4	M	Direct
758,033		2025-12-30	No	4	A	Direct
743,033		2025-12-20	No	4	A	Direct

Footnotes

The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33.
Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.
Reflects restricted stock units that vest monthly over a one-year period.