Filing Details
- Accession Number:
- 0001144204-11-028296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 21:00:45
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 21:00:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232995 | Steven Berns | C/O Liveperson, Inc. 462 Seventh Avenue 3Rd Floor New York NY 10018 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-09 | 15,000 | $6.97 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 15,000 | $11.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-09 | 15,000 | $0.00 | 15,000 | $6.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-14 | No | 4 | M | Direct |
Footnotes
- Sales effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- The range of prices for the shares of Common Stock sold on this day is from $11.07 to $11.10. Mr. Berns undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The option was immediately exercisable pursuant to resolutions approved by the Board of Directors of the Issuer. The resolutions, among other things, approved the full acceleration of the vesting of the Option in connection with Mr. Berns' resignation as director of the Issuer effective as of April 12, 2011.
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