Filing Details
- Accession Number:
- 0001179110-21-009042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-01 16:28:32
- Reporting Period:
- 2021-09-30
- Accepted Time:
- 2021-10-01 16:28:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1693841 | G. Brian Mason | C/O Spx Corporation 6325 Ardrey Kell Road, Suite 400 Charlotte NC 28277 | Pres. - Spx Transformer Sol. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-30 | 10,000 | $12.36 | 71,246 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-30 | 7,200 | $53.98 | 64,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-30 | 2,800 | $54.73 | 61,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | Disposition | 2021-09-30 | 10,000 | $0.00 | 10,000 | $12.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,574 | 2018-10-13 | 2025-10-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,584 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | $12.85 | 2019-03-02 | 2026-03-02 | 22,430 | 22,430 | Direct |
Common Stock | Employee stock option to purchase common stock | $27.40 | 2020-03-01 | 2027-03-01 | 11,367 | 11,367 | Direct |
Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 10,029 | 10,029 | Direct |
Common Stock | Employee stock option to purchase common stock | $36.51 | 2022-02-21 | 2029-02-21 | 9,683 | 9,683 | Direct |
Common Stock | Employee stock option to purchase common stock | $50.09 | 2023-02-20 | 2030-02-20 | 6,472 | 6,472 | Direct |
Common Stock | Employee stock option to purchase common stock | $58.34 | 2024-03-01 | 2031-03-01 | 5,786 | 5,786 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-03-02 | 22,430 | 22,430 | Direct |
2027-03-01 | 11,367 | 11,367 | Direct |
2028-02-22 | 10,029 | 10,029 | Direct |
2029-02-21 | 9,683 | 9,683 | Direct |
2030-02-20 | 6,472 | 6,472 | Direct |
2031-03-01 | 5,786 | 5,786 | Direct |
Footnotes
- Includes vested and unvested stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.42 to $54.41, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.42 to $55.11, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Vests as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 2, 2017.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
- Vests in three equal installments beginning on February 21, 2020.
- Vests in three equal installments beginning on February 20, 2021.
- Vests in three equal installments beginning on March 1, 2022.