Filing Details
- Accession Number:
- 0001654954-21-010629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-30 21:09:29
- Reporting Period:
- 2021-09-28
- Accepted Time:
- 2021-09-30 21:09:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652627 | B. Kenneth Spink | C/O Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Vp Of Finance And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-28 | 9,500 | $2.10 | 135,554 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-28 | 29,000 | $2.30 | 164,554 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-28 | 24,400 | $3.93 | 188,954 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-28 | 30,989 | $2.40 | 219,943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-28 | 133,914 | $14.13 | 86,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-29 | 18,000 | $1.68 | 104,029 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-29 | 25,000 | $1.64 | 129,029 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-28 | 9,500 | $0.00 | 9,500 | $2.10 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-28 | 29,000 | $0.00 | 29,000 | $2.30 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-28 | 24,400 | $0.00 | 24,400 | $3.93 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-28 | 30,989 | $0.00 | 30,989 | $2.40 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-29 | 18,000 | $0.00 | 18,000 | $1.68 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-09-29 | 25,000 | $0.00 | 25,000 | $1.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-21 | 2022-04-21 | No | 4 | M | Direct |
| 0 | 2015-10-09 | 2022-09-09 | No | 4 | M | Direct |
| 0 | 2017-08-11 | 2024-07-11 | No | 4 | M | Direct |
| 11,511 | 2018-09-17 | 2025-08-17 | No | 4 | M | Direct |
| 0 | 2016-08-25 | 2023-07-25 | No | 4 | M | Direct |
| 25,000 | 2019-08-16 | 2026-07-16 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.79, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- The amount reported includes shares subject to unvested restricted stock units.
- One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.
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