Filing Details
- Accession Number:
- 0001654954-21-010627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-30 20:50:26
- Reporting Period:
- 2021-09-28
- Accepted Time:
- 2021-09-30 20:50:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197808 | M Mario Rosati | C/O Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-28 | 3,800 | $2.06 | 7,501 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-28 | 3,800 | $14.09 | 3,701 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-29 | 15,183 | $2.06 | 18,884 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-29 | 6,200 | $2,063.00 | 25,084 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-09-28 | 3,800 | $0.00 | 3,800 | $2.06 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-09-29 | 15,183 | $0.00 | 15,183 | $2.06 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-09-29 | 6,200 | $0.00 | 6,200 | $2.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-21 | 2021-10-21 | No | 4 | M | Direct |
| 0 | 2014-11-21 | 2021-10-21 | No | 4 | M | Direct |
| 0 | 2014-11-21 | 2021-10-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,181 | Indirect | By Trust |
| Common Stock | 151,016 | Indirect | By Trust |
| Common Stock | 27,000 | Indirect | By Managed Account |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.72, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997.
- Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 9, 1990.
- One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.
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