Filing Details
- Accession Number:
- 0001072613-21-000574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-30 18:42:32
- Reporting Period:
- 2021-09-28
- Accepted Time:
- 2021-09-30 18:42:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 887396 | Empire Petroleum Corp | EMPR | Crude Petroleum & Natural Gas (1311) | 731238709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1630275 | R. Michael Morrisett | 2200 S. Utica Place Suite 150 Tulsa OK 74114 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-28 | 200,000 | $0.25 | 1,893,128 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2021-09-28 | 200,000 | $0.75 | 1,693,128 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-28 | 143,600 | $0.33 | 1,836,728 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2021-09-28 | 143,600 | $0.75 | 1,693,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2021-09-28 | 200,000 | $0.00 | 200,000 | $0.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-09-28 | 2,500,000 | $0.00 | 143,600 | $0.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-12-01 | 2029-04-02 | No | 4 | X | Direct |
| 2,356,400 | 2019-04-03 | 2029-04-02 | No | 4 | X | Direct |
Footnotes
- Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.
- The Option vests in three installments as follows: 1,250,000 on April 3, 2019; 625,000 on April 3, 2020; and 625,000 on April 3, 2021.
Billionaire Hedge Funds
