Filing Details
- Accession Number:
- 0001213900-21-050676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-29 21:30:15
- Reporting Period:
- 2021-09-27
- Accepted Time:
- 2021-09-29 21:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1805077 | Eos Energy Enterprises Inc. | EOSE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1880803 | Brf Investments, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-09-27 | 60,143 | $14.10 | 5,978,107 | No | 4 | S | Indirect | By BRF Investments, LLC |
| Class A Common Stock | Disposition | 2021-09-28 | 12,427 | $14.11 | 5,965,680 | No | 4 | S | Indirect | By BRF Investments, LLC |
| Class A Common Stock | Disposition | 2021-09-29 | 60,731 | $14.15 | 5,904,949 | No | 4 | S | Indirect | By BRF Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By BRF Investments, LLC |
| No | 4 | S | Indirect | By BRF Investments, LLC |
| No | 4 | S | Indirect | By BRF Investments, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,769 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Warrants (right to buy) | $11.50 | 2021-05-22 | 2025-11-16 | 325,000 | 325,000 | Indirect |
| Class A Common Stock | Warrants (right to buy) | $11.50 | 2021-05-22 | 2025-11-16 | 25,000 | 25,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-16 | 325,000 | 325,000 | Indirect |
| 2025-11-16 | 25,000 | 25,000 | Indirect |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.
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