Filing Details
- Accession Number:
- 0001209191-21-058116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-29 18:51:38
- Reporting Period:
- 2021-09-28
- Accepted Time:
- 2021-09-29 18:51:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1564824 | Allakos Inc. | ALLK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243025 | P Steven James | C/O Allakos Inc. 975 Island Drive, Suite 201 Redwood City CA 94065 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-28 | 4,000 | $0.53 | 4,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-28 | 4,000 | $108.12 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Disposition | 2021-09-28 | 4,000 | $0.00 | 4,000 | $0.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,380 | 2026-04-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $108.00 to $108.25 per share. The sale price reported represents the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
- On April 28, 2016, the Reporting Person was granted an option to purchase 62,880 ordinary shares pursuant to the Company's 2012 Equity Incentive Plan. The option vests as to one forty-eight of the shares on May 28, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.