Filing Details
- Accession Number:
- 0000899243-21-038196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-29 16:58:16
- Reporting Period:
- 2021-09-27
- Accepted Time:
- 2021-09-29 16:58:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1673772 | Rapt Therapeutics Inc. | RAPT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182464 | V David Goeddel | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1600420 | Column Group Ii, Lp | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1606074 | Peter Svennilson | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1614186 | Tim Kutzkey | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1645333 | Column Group Ii Gp, Lp | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1707230 | Ponoi Capital, Lp | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1720702 | Ponoi Management, Llc | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1732601 | Ponoi Capital Ii, Lp | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1746488 | Ponoi Ii Management, Llc | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No | |
1833486 | Column Group Llc | 1 Letterman Drive Building D, Suite Dm-900 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-27 | 7,500 | $28.27 | 7,500 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2021-09-27 | 7,500 | $34.48 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-09-27 | 1,114 | $22.20 | 1,114 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2021-09-27 | 1,114 | $34.97 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-09-27 | 625 | $19.30 | 625 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2021-09-27 | 625 | $34.94 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-09-27 | 7,500 | $0.00 | 7,500 | $28.27 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-09-27 | 1,114 | $0.00 | 1,114 | $22.20 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-09-27 | 625 | $0.00 | 625 | $19.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2030-06-17 | No | 4 | M | Indirect | |
1,115 | 2031-03-30 | No | 4 | M | Indirect | |
6,875 | 2031-05-27 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,402,008 | Direct | |
Common Stock | 163 | Indirect | See Footnote |
Common Stock | 1,599,417 | Indirect | See Footnote |
Common Stock | 145,401 | Indirect | See Footnote |
Footnotes
- These securities are directly held by Peter Svennilson.
- The securities are directly held by The Column Group II, LP ("TCG II LP"). The Column Group II GP, LP ("TCG II GP") is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each of the TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- The securities are directly held The Column Group LLC ("TCG LLC"). The managing members of TCG LLC are the TCG II GP Managing Partners and Tim Kutzkey (collectively, the "Ponoi Managing Partners"). The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- The securities are directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi II LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi II LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- As of the transaction date, 7,500 of the shares subject to this option have vested.
- The option was granted to Peter Svennilson for his service as a member of the Issuer's board of directors.
- As of the transaction date, 1,114 of the shares subject to this option have vested.
- As of the transaction date, 625 of the shares subject to this option have vested.