Filing Details
- Accession Number:
- 0000899243-21-038115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-28 21:11:01
- Reporting Period:
- 2021-09-27
- Accepted Time:
- 2021-09-28 21:11:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1866757 | Brilliant Earth Group Inc. | BRLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1597649 | Noel Jennifer Harris | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-09-27 | 5,000 | $12.00 | 5,000 | No | 4 | P | Direct | |
Class B Common Stock | Disposition | 2021-09-27 | 62 | $0.00 | 4,237 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Units | Disposition | 2021-09-27 | 62 | $11.22 | 62 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,215 | No | 4 | D | Direct |
Footnotes
- Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis. The Common Units have no expiration date.
- As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.
- A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 43 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2025.