Filing Details
- Accession Number:
- 0001209191-21-057989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-28 19:16:07
- Reporting Period:
- 2021-09-24
- Accepted Time:
- 2021-09-28 19:16:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275158 | Noodles & Co | NDLS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244666 | E Thomas Lynch | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550728 | Mill Road Capital Ii Gp Llc | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550729 | Mill Road Capital Ii, L.p. | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.01 Par Value | Disposition | 2021-09-24 | 50,681 | $12.88 | 4,753,356 | No | 4 | S | Direct | |
Class A Common Stock, $0.01 Par Value | Disposition | 2021-09-27 | 3,299 | $12.98 | 4,750,057 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $0.01 Par Value | 22,386 | Indirect | See footnote |
Footnotes
- The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which theReporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that doesnot have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported sharespursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such sharesexcept to the extent of his or its pecuniary interest therein, if any.