Filing Details

Accession Number:
0001020859-21-000093
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-28 17:46:40
Reporting Period:
2021-09-24
Accepted Time:
2021-09-28 17:46:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529592 A. Eric Dorne C/O United Natural Foods, Inc.
313 Iron Horse Way
Providence RI 02908
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-24 630 $38.00 14,638 No 4 S Direct
Common Stock Acquisiton 2021-09-25 2,583 $0.00 17,221 No 4 M Direct
Common Stock Disposition 2021-09-25 784 $37.04 16,437 No 4 F Direct
Common Stock Acquisiton 2021-09-25 1,059 $0.00 17,496 No 4 M Direct
Common Stock Disposition 2021-09-25 322 $37.04 17,174 No 4 F Direct
Common Stock Disposition 2021-09-27 1,269 $38.00 15,905 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-09-25 2,583 $0.00 2,583 $0.00
Common Stock Restricted Stock Unit Disposition 2021-09-25 1,059 $0.00 1,059 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,582 No 4 M Direct
1,059 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
  2. On September 25, 2021, 2,583 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 784 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  3. Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
  4. RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
  5. On September 25, 2021, 1,059 RSUs vested. The Company retained 322 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  6. Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  7. This RSU award was granted on September 25, 2018 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount.
  8. This RSU award was granted on December 11, 2018 and vests in four equal annual installments beginning on September 25, 2019. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount.