Filing Details

Accession Number:
0001387131-21-009696
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-28 17:04:03
Reporting Period:
2021-09-28
Accepted Time:
2021-09-28 17:04:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430306 Tonix Pharmaceuticals Holding Corp. TNXP Pharmaceutical Preparations (2834) 261434750
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1563420 Seth Lederman C/O Tonix Pharmaceuticals Holding Corp
26 Main Street, Suite 101
Chatham NJ 07928
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2021-09-28 12,000 $0.61 12,177 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 135,000 Indirect By 401(k) plan
Common Stock, $0.001 Par Value 459 Indirect By IRA Account
Common Stock, $0.001 Par Value 31 Indirect By spouse
Common Stock, $0.001 Par Value 30 Indirect By Leder Laboratories, Inc.
Common Stock, $0.001 Par Value 30 Indirect By Starling Pharmaceuticals, Inc.
Common Stock, $0.001 Par Value 205 Indirect By Lederman & Co., LLC
Common Stock, $0.001 Par Value 33 Indirect By L&L Technologies, LLC
Common Stock, $0.001 Par Value 59 Indirect By Targent Pharmaceuticals, LLC
Footnotes
  1. Reporting person may be deemed to be a control person of this entity.