Filing Details
- Accession Number:
- 0001209191-11-027712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 18:03:50
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 18:03:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467442 | Patricio Cuesta | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Director Sam | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-09 | 908 | $106.12 | 2,641 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 140 | $38.96 | 2,781 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 84 | $106.15 | 2,697 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 1,203 | $13.64 | 3,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 522 | $106.15 | 3,378 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 1,400 | $13.64 | 4,778 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 608 | $106.15 | 4,170 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 2,478 | $45.88 | 6,648 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 1,565 | $106.15 | 5,083 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2011-05-09 | 140 | $0.00 | 140 | $38.96 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-05-09 | 1,203 | $0.00 | 1,203 | $13.64 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-05-09 | 1,400 | $0.00 | 1,400 | $13.64 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-05-09 | 2,478 | $0.00 | 2,478 | $45.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140 | 2016-11-30 | No | 4 | M | Direct | |
3,608 | 2019-02-27 | No | 4 | M | Direct | |
4,200 | 2019-02-27 | No | 4 | M | Direct | |
9,916 | 2020-05-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $106.11 to $106.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This award of stock appreciation rights has vested and will in 5% increments commencing on December 31, 2006 and on the last day of the nineteen subsequent calendar quarters.
- This award of stock appreciation rights has vested or will vest in increments of 20%, 20% and 60% on each of the first three anniversaries, respectively, of the grant date of February 27, 2009.
- This award of stock appreciation rights has vested or will vest in increments of 20%, 20% and 60% on each of the first three anniversaries, respectively, of the grant date of May 7, 2010.