Filing Details

Accession Number:
0001209191-11-027712
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-11 18:03:50
Reporting Period:
2011-05-09
Filing Date:
2011-05-11
Accepted Time:
2011-05-11 18:03:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467442 Patricio Cuesta 800 W. Olympic Blvd., Suite 406
Los Angeles CA 90015
Svp/Managing Director Sam No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-09 908 $106.12 2,641 No 4 S Direct
Common Stock Acquisiton 2011-05-09 140 $38.96 2,781 No 4 M Direct
Common Stock Disposition 2011-05-09 84 $106.15 2,697 No 4 D Direct
Common Stock Acquisiton 2011-05-09 1,203 $13.64 3,900 No 4 M Direct
Common Stock Disposition 2011-05-09 522 $106.15 3,378 No 4 D Direct
Common Stock Acquisiton 2011-05-09 1,400 $13.64 4,778 No 4 M Direct
Common Stock Disposition 2011-05-09 608 $106.15 4,170 No 4 D Direct
Common Stock Acquisiton 2011-05-09 2,478 $45.88 6,648 No 4 M Direct
Common Stock Disposition 2011-05-09 1,565 $106.15 5,083 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2011-05-09 140 $0.00 140 $38.96
Common Stock Stock Appreciation Rights Disposition 2011-05-09 1,203 $0.00 1,203 $13.64
Common Stock Stock Appreciation Rights Disposition 2011-05-09 1,400 $0.00 1,400 $13.64
Common Stock Stock Appreciation Rights Disposition 2011-05-09 2,478 $0.00 2,478 $45.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140 2016-11-30 No 4 M Direct
3,608 2019-02-27 No 4 M Direct
4,200 2019-02-27 No 4 M Direct
9,916 2020-05-07 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $106.11 to $106.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This award of stock appreciation rights has vested and will in 5% increments commencing on December 31, 2006 and on the last day of the nineteen subsequent calendar quarters.
  3. This award of stock appreciation rights has vested or will vest in increments of 20%, 20% and 60% on each of the first three anniversaries, respectively, of the grant date of February 27, 2009.
  4. This award of stock appreciation rights has vested or will vest in increments of 20%, 20% and 60% on each of the first three anniversaries, respectively, of the grant date of May 7, 2010.