Filing Details
- Accession Number:
- 0001209191-21-057821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-27 17:43:46
- Reporting Period:
- 2021-09-23
- Accepted Time:
- 2021-09-27 17:43:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241633 | A Patricia House | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-09-23 | 46,000 | $49.50 | 43,730 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 217,755 | Indirect | See Footnote |
Footnotes
- Represents weighted average sales price. The shares were sold at prices ranging from $49.50 to $49.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Due to a clerical error, the Reporting Person reported a gift of 79,438 shares on March 5, 2021, to the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020 (indirect ownership). Such gift did not occur. The shares owned following the reported transaction reflects the correction to shares held directly and indirectly.
- The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.