Filing Details
- Accession Number:
- 0001209191-21-057704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-24 18:14:23
- Reporting Period:
- 2021-09-22
- Accepted Time:
- 2021-09-24 18:14:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906709 | Nektar Therapeutics | NKTR | Pharmaceutical Preparations (2834) | 943134940 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632901 | Myriam Curet | C/O Nektar Therapeutics 455 Mission Bay Blvd South, Suite 100 San Francisco CA 94158 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-22 | 10,200 | $0.00 | 29,440 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-09-22 | 3,665 | $17.78 | 25,775 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2021-09-22 | 20,400 | $0.00 | 20,400 | $17.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,400 | 2029-09-21 | No | 4 | A | Direct |
Footnotes
- Common stock was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock.
- This RSU award vests in full, one year following September 22, 2021.
- Represents the number of shares required to be sold by the reporting person to cover tax obligations in connection with the vesting of certain RSUs held by the reporting person. This sale is mandated by the reporting person's previous election under the Issuer's equity incentive plans to require the satisfaction of tax obligations to be funded by a "sell to cover" transaction.
- This stock option vests in equal monthly installments over the one-year period beginning on September 22, 2021.