Filing Details

Accession Number:
0000950103-21-014522
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-23 20:52:21
Reporting Period:
2021-09-21
Accepted Time:
2021-09-23 20:52:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642545 Shockwave Medical Inc. SWAV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305831 T Frank Watkins C/O Shockwave Medical, Inc.
5403 Betsy Ross Drive
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-21 522 $215.32 67,280 No 4 S Direct
Common Stock Disposition 2021-09-21 675 $216.19 66,605 No 4 S Direct
Common Stock Disposition 2021-09-21 388 $217.24 66,217 No 4 S Direct
Common Stock Disposition 2021-09-21 223 $218.36 65,994 No 4 S Direct
Common Stock Disposition 2021-09-21 160 $219.19 65,834 No 4 S Direct
Common Stock Disposition 2021-09-21 32 $221.63 65,802 No 4 S Direct
Common Stock Disposition 2021-09-21 8 $223.91 65,794 No 4 S Direct
Common Stock Disposition 2021-09-22 47 $215.19 65,747 No 4 S Direct
Common Stock Disposition 2021-09-22 193 $217.55 65,554 No 4 S Direct
Common Stock Disposition 2021-09-22 295 $218.47 65,259 No 4 S Direct
Common Stock Disposition 2021-09-22 66 $219.95 65,193 No 4 S Direct
Common Stock Disposition 2021-09-22 115 $221.92 65,078 No 4 S Direct
Common Stock Disposition 2021-09-22 357 $222.70 64,721 No 4 S Direct
Common Stock Disposition 2021-09-22 346 $223.75 64,375 No 4 S Direct
Common Stock Disposition 2021-09-22 391 $224.68 63,984 No 4 S Direct
Common Stock Disposition 2021-09-22 182 $225.59 63,802 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 16, 2020.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $214.76 to $215.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $215.87 to $216.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $216.89 to $217.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $217.89 to $218.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  6. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.96 to $219.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  7. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $221.62 to $221.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  8. The price reported in Column 4 is a weighted average price. All of the reported securities in this row were sold at $223.91.
  9. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $215.11 to $215.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  10. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $217.05 to $218.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  11. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.10 to $219.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  12. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $219.52 to $220.38. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  13. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $221.20 to $222.19. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  14. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $222.20 to $223.13. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  15. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $223.23 to $224.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  16. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $224.25 to $225.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  17. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $225.25 to $225.83. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.