Filing Details
- Accession Number:
- 0001209191-21-057450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-23 17:00:33
- Reporting Period:
- 2021-09-21
- Accepted Time:
- 2021-09-23 17:00:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492426 | Horizon Therapeutics Public Ltd Co | HZNP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230482 | W Jeffrey Sherman | C/O Horizon Therapeutics Plc Connaught House, 1St Fl, 1 Burlington Rd Dublin L2 4 | Evp And Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2021-09-03 | 4,042 | $0.00 | 9,115 | No | 5 | G | Direct | |
| Ordinary Shares | Acquisiton | 2021-09-03 | 4,042 | $0.00 | 27,079 | No | 5 | G | Indirect | See footnote |
| Ordinary Shares | Acquisiton | 2021-09-21 | 46,271 | $7.61 | 55,386 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-09-21 | 46,271 | $110.00 | 9,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | See footnote |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2021-09-21 | 46,271 | $0.00 | 46,271 | $7.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,729 | 2024-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 66,730 | Indirect | By Spouse |
| Ordinary Shares | 105,808 | Indirect | See footnote |
Footnotes
- The shares are held in the Jeffrey W. Sherman Living Trust.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.
- The shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.
- The stock option is fully vested and exercisable.
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