Filing Details
- Accession Number:
- 0001181431-11-028875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 17:08:41
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 17:08:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228777 | P Jonathan Ferrando | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-09 | 20,000 | $16.77 | 53,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 20,000 | $34.02 | 33,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-10 | 5,000 | $16.77 | 38,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-10 | 5,000 | $34.40 | 33,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-11 | 5,000 | $16.77 | 38,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-11 | 5,000 | $33.80 | 33,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-09 | 20,000 | $0.00 | 20,000 | $16.77 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-10 | 5,000 | $0.00 | 5,000 | $16.77 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-11 | 5,000 | $0.00 | 5,000 | $16.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2014-07-27 | No | 4 | M | Direct | |
5,000 | 2014-07-27 | No | 4 | M | Direct | |
0 | 2014-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,767 | Indirect | By 401(k) Plan |
Footnotes
- 28,000 shares are owned by the Reporting Person and his wife as tenants by the entirety.
- This transaction was executed in multiple trades at prices ranging from $33.87 to $34.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $34.40 to $34.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $33.80 to $33.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option, representing a right to purchase a total of 175,600 shares (as of the grant date) at an exercise price equal to $16.77 per share, vested as to 25% of the underlying shares on each of the first, second, third and fourth anniversaries of July 27, 2004.