Filing Details

Accession Number:
0001127602-21-025700
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-22 18:39:00
Reporting Period:
2021-09-20
Accepted Time:
2021-09-22 18:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
104169 Walmart Inc. WMT Retail-Variety Stores (5331) 710415188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013440 L Alice Walton P.o. Box 1860
Bentonville AR 72712
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-20 3,955,000 $0.00 307,892,068 No 4 J Indirect By Trust
Common Stock Acquisiton 2021-09-20 555,000 $0.00 7,303,580 No 4 J Direct
Common Stock Disposition 2021-09-20 233,927 $142.41 307,658,141 No 4 S Indirect By Trust
Common Stock Disposition 2021-09-20 74,000 $142.80 307,584,141 No 4 S Indirect By Trust
Common Stock Disposition 2021-09-21 268,887 $143.27 307,315,254 No 4 S Indirect By Trust
Common Stock Disposition 2021-09-21 115,186 $144.07 307,200,068 No 4 S Indirect By Trust
Common Stock Disposition 2021-09-22 208,000 $0.00 306,992,068 No 4 J Indirect By Trust
Common Stock Disposition 2021-09-22 555,000 $0.00 6,748,580 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Trust
No 4 J Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 J Indirect By Trust
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,891,131 Indirect By Limited Liability Company
Footnotes
  1. The transaction is a distribution of 3,955,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust.
  2. The transaction is the receipt of 555,000 shares of Common Stock, for no consideration, in a distribution from the Trust.
  3. This sale from the Trust was executed in multiple trades at prices ranging from $141.75 to $142.745, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  4. This sale from the Trust was executed in multiple trades at prices ranging from $142.75 to $142.87, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  5. This sale from the Trust was executed in multiple trades at prices ranging from $142.70 to $143.69, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  6. This sale from the Trust was executed in multiple trades at prices ranging from $143.70 to $144.57, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  7. The transaction is a distribution of 208,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust.
  8. The reporting person is a trustee of the Trust, the entity that holds 306,992,068 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
  9. On September 22, 2021, the reporting person made a charitable gift of 555,000 shares of Common Stock.
  10. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.