Filing Details

Accession Number:
0001235802-21-000121
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-22 16:51:41
Reporting Period:
2021-09-21
Accepted Time:
2021-09-22 16:51:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752887 Gregoire Ramade 100 Domain Drive
Exeter NH 03833
Svp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-21 2,000 $3.78 22,614 No 4 M Direct
Common Stock Disposition 2021-09-21 2,000 $27.48 20,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2021-09-21 2,000 $0.00 2,000 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,458 2028-07-18 No 4 M Direct
Footnotes
  1. Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.
  2. These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  3. This option is fully vested.