Filing Details
- Accession Number:
- 0001493152-21-023354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-22 15:09:28
- Reporting Period:
- 2021-09-21
- Accepted Time:
- 2021-09-22 15:09:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1716166 | Vivos Therapeutics Inc. | VVOS | Surgical & Medical Instruments & Apparatus (3841) | 813224056 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835498 | Kirk Ronald Huntsman | 9137 S. Ridgeline Blvd, Suite 135 Highlands Ranch CO 80129 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-21 | 5,000 | $4.31 | 15,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,740,000 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $1.65 | 2022-09-30 | 333,334 | 333,334 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-09-30 | 333,334 | 333,334 | Direct |
Footnotes
- Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
- The option provides for vesting in five equal annual installments beginning on January 15, 2017.
Billionaire Hedge Funds
