Filing Details
- Accession Number:
- 0001213900-21-049232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-21 21:30:15
- Reporting Period:
- 2021-09-17
- Accepted Time:
- 2021-09-21 21:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1805077 | Eos Energy Enterprises Inc. | EOSE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1776226 | B. Riley Principal Investments, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1811637 | B. Riley Principal Sponsor Co. Ii, Llc | 299 Park Avenue 21St Floor New York NY 10171 | No | No | Yes | No | |
| 1880803 | Brf Investments, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-09-17 | 18,231 | $13.81 | 1,769 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-09-17 | 5,000 | $13.77 | 0 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Class A Common Stock | Disposition | 2021-09-17 | 5,000 | $13.77 | 0 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Class A Common Stock | Disposition | 2021-09-17 | 5,000 | $13.77 | 0 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Class A Common Stock | Disposition | 2021-09-17 | 5,000 | $13.77 | 0 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,038,250 | Indirect | By BRF Investments, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Warrants (right to buy) | $11.50 | 2021-05-22 | 2025-11-16 | 325,000 | 325,000 | Indirect |
| Class A Common Stock | Warrants (right to buy) | $11.50 | 2021-05-22 | 2025-11-16 | 25,000 | 25,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-16 | 325,000 | 325,000 | Indirect |
| 2025-11-16 | 25,000 | 25,000 | Indirect |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), B. Riley Principal Sponsor Co. II, LLC (the "Sponsor"), B. Riley Principal Investments, LLC ("BRPI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), B. Riley Securities, Inc. ("BRS"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.
- Represents 3,871,250 shares of common stock previously held directly by the Sponsor and subsequently transferred to BRFI.
- Represents 325,000 warrants previously held directly by the Sponsor and subsequently transferred to BRFI.
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