Filing Details
- Accession Number:
- 0000899243-21-036958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-21 21:20:12
- Reporting Period:
- 2021-09-17
- Accepted Time:
- 2021-09-21 21:20:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1866550 | Thoughtworks Holding Inc. | TWKS | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1882611 | Angela Ferguson | C/O Thoughtworks Holding, Inc. 200 East Randolph Street, 25Th Floor Chicago IL 60601 | Chief Transformation Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-17 | 117,668 | $19.85 | 108,914 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-21 | 28,502 | $0.00 | 137,416 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Acquisiton | 2021-09-17 | 132,878 | $0.00 | 132,878 | $2.29 |
Common Stock | Options to purchase common stock | Acquisiton | 2021-09-17 | 5,928 | $0.00 | 5,928 | $5.16 |
Common Stock | Stock appreciation rights | Disposition | 2021-09-21 | 2,005 | $0.00 | 2,005 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
360,849 | 2021-09-17 | 2027-10-12 | No | 4 | A | Direct |
10,459 | 2021-09-17 | 2030-09-15 | No | 4 | A | Direct |
0 | No | 4 | D | Direct |
Footnotes
- The reported securities are restricted stock units ("RSUs"), which vest and settle 50% on each of the 6 month and 12 month anniversaries of grant, and include 1,786 RSUs received in exchange for New SARs (as defined below).
- 13,763.12 of the reported securities remain subject to time-based vesting.
- 4,531.00 of the reported securities remain subject to time-based vesting.
- The reported securities represented SARs with respect to the Class C Common Stock of the Company, which became SARs (the "New SARs") on the Company's common stock upon completion of the Company's initial public offering (the "IPO") on September 17, 2021. In connection with the IPO, the New SARs were exchanged for RSUs on the Company's common stock.